Financial Services
Capture. Secure. Comply.

Creators of complete communications compliance.

Financial Services

In a world of evolving regulation, the need for providers of financial services to keep a secure and accurate record of voice and data communications is greater than ever.

We help financial organisations of all sizes comply with regulations published by bodies including the Commodity Futures Trading Commission (CFTC), European Securities and Markets Authority (ESMA) and the Financial Conduct Authority (FCA), which enforce voice and data recording for record keeping. Such legislation is designed to help organisations improve operational transparency, deter market abuse, and mitigate risk.

74m

banking transactions by phone per year (2016)*
*TheCityUK, Key Facts 2016

2.2m

employed in UK in financial & related services (2016)*
*TheCityUK, Key Facts 2016

£905m

fines levied by FCA (2015)*
*FCA Fines Summary 2015

Our Solutions

Record & Retrieve

Capture, store, and replay communications in a secure, controlled environment with high quality tools to accurately reconstruct financial transactions

System Management

Automatically test every device for recording and use our managed service to help strengthen compliance

Quality Management

Evaluate regulatory compliance standards, and identify training needs and facilitate targeted coaching

We'd love to hear from you and discuss how we can help you move forward todayContact Us