MiFID II and DFA Compliance

Time is running out

until MiFID II comes into force. Are you ready?

The Financial Services industry is racing to be ready for the increased compliance requirements of MiFID II which will come into force on 3rd January 2018.

In addition to complying with Dodd Frank, any financial organization trading with Europe will also be required to capture and store an accurate record of all European trade related voice and data communications. Red Box Recorders can help you today.

1. CAPTURE AND STORE ALL COMMUNICATIONS IN HIGH QUALITY

CONVERGED CAPTURE OF COMMUNICATIONS

Our solutions connect to the widest range of business communications systems, captured efficiently on our single server platforms. This includes mobile voice recording and full transcription of voice conversations to easily extract and achieve valuable insight and analysis.

2. RETAIN RECORDINGS FOR AT LEAST 5 YEARS

RESILIENT RECORDING AND SECURE STORAGE SOLUTIONS

As well as providing storage solutions that are fully compliant with the new MiFID II guidelines (stored for a minimum of 5 years) we also alert on possible missing recordings.

3. ACCURATELY RECONSTRUCT CONVERSATIONS QUICKLY

SIMPLE SEARCH, REPLAY AND RECONSTRUCT SOLUTIONS

With our Search and Replay, Event Reconstruct and Call Authentication features, reconstructing events at a moment’s notice is a straight forward process.
Fully Integrated with Bloomberg’s Vault Solution

4. PROVIDE ACCURATE INFORMATION TO REGULATORS

ANALYZE AND REPORT

Once notification and capture has taken place all client communications are confirmed, ready for analysis and reporting.

5. EVALUATE RECORDING PROCESS EFFECTIVNESS

ENSURE RECORDING COMPLIANCE

A high quality Managed Service that will strengthen compliance at any stage of your communications recording backed by automated daily test calls and alerts.





We'd love to hear from you and discuss how we can help you move forward todayContact Us